Documentation and Final Application
Focuses on ensuring the quality and integrity of the overall LIM application by ensuring that all agents prepare sufficient and appropriate evidence.
Regulatory Information
View all 'Regulatory Information'29 August 2014 Submission
Board Confirmation of Solvency II Status
Appendix 2 - Submission Letter
Appendix 3 - Schedule - Status of Completion
25 October 2013 Submission
Board Confirmation of Solvency II Status (July 2013)
Appendix 1 - Application letter (July 2013)
Appendix 3 - Statement of Board Responsibilities (July 2013)
5 October 2012 Submission
Application letter and sign off statements Guidance (August 2012)
- Application letter (August 2012)
- Statement of Board Responsibilities (August 2012)
- Confirmation of Status and Exceptions (August 2012)
- Self Assessment Scoring Template (August 2012)
Final Application Pack - Reminder on Submission Requirements (November 2011)
Documentation Evidence Template (updated March 2014)
Documentation and Final Application Evidence Template
Scoring Sheet
FAP Templates
Section 1
Section 2
Section 3 - Workstream Template IMSCR
Section 3 - Workstream Template VBS
Section 3 - Workstream Template TPSF
Section 3 - Workstream Template MVAL
Section 3 - Workstream Template GRMU
Section 3 - Workstream Template SREP
Section 3 - Workstream Template DFA
SII and Risk Assurance
2015 Guidance and Plan
Sets out Risk Assurance information for managing agents on the published 2015 timetable and the individual deliverables included.
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2015 Timetable
Sets out Risk Assurance information for managing agents on the published 2015 timetable and the individual deliverables included.
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