Find out more about the framework, process and systems that agents need to have in place to meet the relevant requirements.
Information required for Financial Services Compensation Scheme (FSCS) purposes as at 31 December 2019.
Regulatory Information
View all 'Regulatory Information'Meeting the requirements
Guidance Issued
Liquidity Stress Test Market Guidance Dec 2022 - Updated Mar 2023
Mar 2023 |
Liquidity Stress Test Template Dec 2022 - Updated Mar 2023
Mar 2023 |
Solvency II Pillar 3 – AAD Return Specifications Annual 2022
Dec 2022 |
Solvency II Pillar 3 – Annual Reporting Instructions 2022
Dec 2022 |
Solvency II Pillar 3 – ASB Return Specifications Annual 2022
Dec 2022 |
Solvency II Pillar 3 – ASR Return Specifications Annual 2022
Dec 2022 |
Solvency II Pillar 3 – FAQ’s Annual Reporting 2022
23 Feb 2023 |
Solvency II Pillar 3 – QAD Return Specifications Q2 2023
Jul 2023 |
Solvency II Pillar 3 – QSR Return Specifications Q2 2023
Jul 2023 |
Solvency II Pillar 3 – Quarterly Reporting Instructions Q2 2023 (Clean)
Jul 2023 |
Solvency II Pillar 3 – Quarterly Reporting Instructions Q2 2023 (Track Changes)
Jul 2023 |
FSCS data - template for completion
Dec 2022 |
Solvency II Risk and Claims Service User Guide 2022
Dec 2022 |
Solvency II Pillar 3 – Risk and Claim Reporting – Step B managing agent’s sign off
Dec 2022 |
Solvency II Pillar 3 – Risk and Claim Reporting – Step B claims template
Dec 2022 |
Solvency II Pillar 3 – Risk and Claim Reporting – Step B premium template
Dec 2022 |
Workshop slides
QMA, Pillar 3 and Overseas Reporting – Market Briefing
Dec 2019 |
QMA and Pillar 3 Market Briefing
Dec 2018 |
QMA and Pillar 3 Market Briefing
Oct 2017 |
Pillar 3 Market Briefing
Mar 2017 |
Pillar 3 Market Briefing
Oct 2016 |
Pillar 3 Reporting Market Discussion session
Sep 2016 |
Pillar 3 (Supervisory Reporting and Disclosure) workshop slides
Apr 2016 |
Solvency II Pillar 3 Market briefing slides
Oct 2015 |
Supervisory Reporting & Disclosure workshop slides
Jun 2015 |
Supervisory Reporting & Disclosure workshop slides
Nov 2014 |
Supervisory Reporting & Disclosure workshop slides
Jun 2014 |
Supervisory Reporting & Disclosure workshop slides
Sep 2013 |
Supervisory Reporting & Disclosure workshop slides
Nov 2012 |
Supervisory Reporting & Disclosure briefing slides
Oct 2012 |
Supervisory Reporting & Disclosure workshop slides
May 2012 |
Valuation and Balance Sheet & Reporting and Disclosure workshop slides
Sep 2011 |
Valuation and Balance Sheet & Reporting and Disclosure workshop slides
Jun 2011 |
SII and Risk Assurance
2015 Guidance and Plan
Sets out Risk Assurance information for managing agents on the published 2015 timetable and the individual deliverables included
Jan 2015 |
2015 Timetable
Sets out Risk Assurance information for managing agents on the published 2015 timetable and the individual deliverables included
Jan 2015 |