Regulatory
Regulatory information including regulatory communications and solvency II.
Regulatory Information
View all 'Regulatory Information'Control framework
The Control Framework is a structured, documented process for the application and testing of the controls in place to verify and evidence that Tax and Regulatory reporting information is of good quality, accurate and complete.
Direct Reporting
Direct Reporting is a process that enables managing agents to report regulatory & tax information directly to Lloyd’s for applicable business.
Regulatory communications
This section provides the Lloyd's market with regulatory changes, regulatory news articles, PRA and FCA consultation papers, market bulletins, details about regulatory briefings and updates regarding Solvency II
Economic trade and financial sanctions
Find information on active and pending legislation regarding financial crime, international sanctions and regulatory risk.
Global contracts guidance
Information about global contracts and how to place them at Lloyd's.
Lloyd's licences and global trading information
Find information on where Lloyd’s is licensed to underwrite business and Lloyd's global trading tools.
Sanctions & financial crime
Find information on active and pending legislation regarding financial crime, international sanctions and regulatory risk.
Solvency II
Solvency II is an EU legislative programme to be implemented in all 27 Member States, including the UK. It introduces a new, harmonised EU-wide insurance regulatory regime.
Lloyd's trust deeds
Lloyd’s premiums trust deeds, overseas business regulatory deposit trust deeds and funds at Lloyd's trust deeds.
Open market correspondents
For Lloyd's purposes an OMC is an insurance intermediary, that does not have the status of a Lloyd's approved Coverholder and that introduces business to Lloyd's, either directly or through a Lloyd's Broker for placement at Lloyd's on an open market basis.
Overseas reporting forms
The Overseas Reporting team are responsible for ensuring that regulatory returns in respect of business written in certain territories outside of the United Kingdom are filed accurately and on time.
Brexit Transfer
As a consequence of Brexit, on 30 December 2020, certain policies were transferred from the Members to Lloyd’s Insurance Company S.A. under a Part VII transfer scheme.