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Stockbroker and Investment Managers for Funds at Lloyd's

For those members who wish to buy and sell securities within their funds at Lloyd's, a FCA authorised stockbroker or investment manager must be appointed to trade on their behalf

Members who wish to buy and sell securities within their funds at Lloyd's must first appoint a stockbroker or investment manager (firm) to trade on their behalf.  

The firm must be FCA authorised and is required to enter into a Master Agreement with Lloyd's, which in turn will allow members to appoint the Firm.

To check whether a Firm has already entered into a Master Agreement, please contact the Membership Team on: 

Once it has been established that a Firm has a Master Agreement in place, members can proceed in appointing the Firm by completing a Lloyd's Form of Appointment. To arrange for a form to be issued, please contact the Membership Team on:

The completion of a Lloyd's Form of Appointment by a member / depositor and the firm, brings into effect a Customer Agreement between the member/depositor, the firm and Lloyd's.