Compliance officers

A resource for compliance officers from brokers and managing agents. This section includes information about financial crime.

FSA compliance
The Financial Services Authority regulates the Lloyd's market as a whole. The Legal & Compliance Team works with compliance officers for managing agents, the Lloyd's Market Association (LMA) and other market committees on a wide range of regulatory issues. If compliance officers have any specific enquiries about FSA compliance they can contact the Legal & Compliance team.

The Regulatory Communications section provides the Market with access to reference material on UK and International regulatory compliance issues.

Financial crime
The International Regulatory Risk (IRR) team works with compliance officers from underwriters, brokers and other insurance and financial organisations on a wide range of issues. The team is dedicated to investigating financial crime that is any way connected to the Lloyd's market.

Last updated on 01 Jul 2009