Legal & Compliance

The Legal & Compliance Department is headed by Peter Spires. It is responsible for the provision of all legal advice, managing all litigation against the Corporation and for ensuring compliance with FSA requirements.

Legal is made up of the following teams:

Commercial
Headed by: Christalla Andrews
Responsibility: Advising on commercial and contractual matters arising from the activities of Lloyd's and its subsidiaries.

Corporate & Compliance
Headed by: Claire Schrader
Responsibility: Advises on franchise performance and risk management issues relating to the operation of the Lloyd's franchise as well as corporate capital at Lloyd's, overseas licensing/regulation and the financial affairs of the Corporation. It is also responsible for ensuring compliance with FSA requirements and the maintenance of a constructive relationship with the FSA.

Governance & Enforcement
Headed by: Paul Brady
Responsibility: Conducting inquiries and other enforcement action against market participants who breach Lloyd's requirements. The team also provides legal advice on corporate governance issues relating to the Society.

Litigation
Headed by: Nicholas Demery
Responsibility: Managing all aspects of litigation at Lloyd’s.
Last updated on 09 Mar 2009